Co-Chairman Board of Managers and Chief Executive Officer · Capri EGM, LLC
Shelby E. Pruett
CRD 6415293 · Named on Form ADV at one SEC-registered adviser
At a glance
Capri EGM, LLC, an SEC-registered asset manager based in Chicago, IL with $0 in regulatory assets, lists Shelby E. Pruett on its Form ADV as Co-Chairman Board of Managers and Chief Executive Officer, a control person.
Firms and roles
- Capri EGM, LLCCo-Chairman Board of Managers and Chief Executive OfficerAsset manager · Chicago, IL · $0M in regulatory assets
AtlasMembers
Shelby’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Quintin E. PrimoCo-Chairman Board of Managers, Capri EGM, LLC
- Mark E. HowellChief Financial Officer, Chief Compliance Officer and Board of Managers, Capri EGM, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shelby’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.