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President/chief Compliance Officer · Pettee Investors Inc

Sheila P. Pettee

CRD 1303484 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Pettee Investors Inc, an SEC-registered wealth manager based in Rowayton, CT with $192 million in regulatory assets, lists Sheila P. Pettee on its Form ADV as President/chief Compliance Officer, a control person. The SEC filings also name Sheila at 1 other registered adviser.

Firms and roles

  • Pettee Investors IncPresident/chief Compliance OfficerWealth manager · Rowayton, CT · $192M in regulatory assets
  • Hoya Capital Real Estate, LLCChief Executive Officer and Chief Compliance OfficerAsset manager · Rowayton, CT · $140M in regulatory assets

AtlasMembers

Sheila’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sheila’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.