Chief Technology Officer · Standpoint Asset Management, LLC
Shawn Serik
CRD 7165170 · Named on Form ADV at one SEC-registered adviser
At a glance
Standpoint Asset Management, LLC, an SEC-registered asset manager based in Scottsdale, AZ with $771 million in regulatory assets, lists Shawn Serik on its Form ADV as Chief Technology Officer, a control person.
Firms and roles
- Standpoint Asset Management, LLCChief Technology OfficerAsset manager · Scottsdale, AZ · $771M in regulatory assets
AtlasMembers
Shawn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- William F. BolognaChief Operating Officer, Standpoint Asset Management, LLC
- Courtney StoverChief Compliance Officer, Standpoint Asset Management, LLC
- Matthew A. KaplanDirector of Sales and Marketing, Standpoint Asset Management, LLC
- Eric R. CrittendenChief Investment Officer, Standpoint Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shawn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.