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Chief Compliance Officer · AE Wealth Management, LLC

Shawn M. Scholz

CRD 2891167 · Named on Form ADV at 2 SEC-registered advisers

At a glance

AE Wealth Management, LLC, an SEC-registered wealth manager based in Topeka, KS with $49.8 billion in regulatory assets, lists Shawn M. Scholz on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Shawn at 1 other registered adviser.

Firms and roles

AtlasMembers

Shawn’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Shawn on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shawn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.