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Chief Compliance Officer · W&s Brokerage Services, Inc.

Shawn Michael Scott

CRD 4673623 · Named on Form ADV at one SEC-registered adviser

At a glance

W&s Brokerage Services, Inc., an SEC-registered broker-dealer firm based in Cincinnati, OH with $257 million in regulatory assets, lists Shawn Michael Scott on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Shawn’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

8 more people named with Shawn on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shawn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.