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Principal/cco · Note Advisors, LLC

Shawn C. Glogowski

CRD 5260757 · Named on Form ADV at one SEC-registered adviser

At a glance

Note Advisors, LLC, an SEC-registered wealth manager based in Buffalo, NY with $437 million in regulatory assets, lists Shawn C. Glogowski on its Form ADV as Principal/cco, a control person.

Firms and roles

  • Note Advisors, LLCPrincipal/ccoWealth manager · Buffalo, NY · $437M in regulatory assets

AtlasMembers

Shawn’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shawn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.