Adviser and broker representative · Mutual Of Omaha Investor Services, Inc.
Shane M. Swanson
CRD 2467204 · Oakbrook Terrace, IL
At a glance
Shane M. Swanson is an investment adviser representative with Mutual Of Omaha Investor Services, Inc. in Oakbrook Terrace, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Shane’s SEC record dates to 2008, about 18 years ago. Shane is also registered as a broker representative. Designations on file: Certified Financial Planner, Chartered Financial Consultant.
Current advisory firm
- Mutual Of Omaha Investor Services, Inc.Since April 2018Oakbrook Terrace, IL · $32M in regulatory assets
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Shane’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.