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Chief Compliance Officer and Assistant General Counsel · Ogam, LP

Sean D. Roberts

CRD 7214756 · Named on Form ADV at one SEC-registered adviser

At a glance

Ogam, LP, an SEC-registered private fund adviser based in Houston, TX with $8.7 billion in regulatory assets, lists Sean D. Roberts on its Form ADV as Chief Compliance Officer and Assistant General Counsel, a control person.

Firms and roles

  • Ogam, LPChief Compliance Officer and Assistant General CounselPrivate fund adviser · Houston, TX · $8.7B in regulatory assets

AtlasMembers

Sean’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.