Chief Compliance Officer · Oneamerica Asset Management, LLC
Sean Patrick McGoff
CRD 5801826 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Oneamerica Asset Management, LLC, an SEC-registered asset manager based in Indianapolis, IN with $24.4 billion in regulatory assets, lists Sean Patrick McGoff on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Sean at 1 other registered adviser.
Firms and roles
- Oneamerica Asset Management, LLCChief Compliance OfficerAsset manager · Indianapolis, IN · $24B in regulatory assets
- Oneamerica Securities, Inc.Chief Counsel & SecretaryBroker-dealer firm · Indianapolis, IN · $306M in regulatory assets
AtlasMembers
Sean’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2012 (13 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Sean’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (18)
- Stephen L. DueSecretary, Oneamerica Asset Management, LLC, Oneamerica Asset Management, LLC
- Christopher H. JohnsVice President, Oneamerica Asset Management, LLC
- David M. WeisenburgerPresident, Oneamerica Asset Management, LLC, Oneamerica Asset Management, LLC
- Craig A. LehmanVice President, Oneamerica Asset Management, LLC
- Carolyn L. EstradaTreasurer, Oneamerica Asset Management, LLC
13 more people named with Sean on the same filings, with titles and firms. Free in Atlas with a free account.
See all 18 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.