Chief Compliance Officer · CIO Capital Group LLC
Sean P. McDermott
CRD 4775505 · Named on Form ADV at one SEC-registered adviser
At a glance
CIO Capital Group LLC, an SEC-registered wealth manager based in New York, NY with $40 million in regulatory assets, lists Sean P. McDermott on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- CIO Capital Group LLCChief Compliance OfficerWealth manager · New York, NY · $40M in regulatory assets
AtlasMembers
Sean’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- David R. BailinChief Executive Officer/ Chief Investment Officer, CIO Capital Group LLC
- Abraham A. OuanoCo-Founder & General Partner, CIO Capital Group LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.