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Chief Financial Officer and Financial Advisor · Schlegel Dunn LLC

Scott J. Schlegel

CRD 5321133 · Named on Form ADV at one SEC-registered adviser

At a glance

Schlegel Dunn LLC, an SEC-registered wealth manager based in Plano, TX with $279 million in regulatory assets, lists Scott J. Schlegel on its Form ADV as Chief Financial Officer and Financial Advisor, a control person.

Firms and roles

  • Schlegel Dunn LLCChief Financial Officer and Financial AdvisorWealth manager · Plano, TX · $279M in regulatory assets

AtlasMembers

Scott’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Brent J. DunnChief Compliance Officer and Financial Advisor, Schlegel Dunn LLC
  • Steven T. SchlegelChief Executive Officer and Financial Advisor, Schlegel Dunn LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.