Chief Compliance Officer/managing Member · Safe Harbor Fiduciary, LLC
Scott R. McCaghren
CRD 5801543 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Safe Harbor Fiduciary, LLC, an SEC-registered wealth manager based in Pensacola, FL with $130 million in regulatory assets, lists Scott R. McCaghren on its Form ADV as Chief Compliance Officer/managing Member, a control person. The SEC filings also name Scott at 1 other registered adviser.
Firms and roles
- Safe Harbor Fiduciary, LLCChief Compliance Officer/managing MemberWealth manager · Pensacola, FL · $130M in regulatory assets
- Coastal Equity Management, LLCChief Compliance OfficerAsset manager · Pensacola, FL · $7M in regulatory assets
AtlasMembers
Scott’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Howard B. MarshallChief Investment Officer, Coastal Equity Management, LLC
- Michael B. MeekMember, Coastal Equity Management, LLC
- Robert C. PabianMember, Coastal Equity Management, LLC
- David T. ClarkMember, Coastal Equity Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.