Managing Director - Head of Momentum Independent Network Inc. · Momentum Independent Network Inc.
Scott Edward McCaffrey
CRD 3076398 · Named on Form ADV at one SEC-registered adviser
At a glance
Momentum Independent Network Inc., an SEC-registered broker-dealer firm based in Dallas, TX with $1.6 billion in regulatory assets, lists Scott Edward McCaffrey on its Form ADV as Managing Director - Head of Momentum Independent Network Inc., a control person.
Firms and roles
- Momentum Independent Network Inc.Managing Director - Head of Momentum Independent Network Inc.Broker-dealer firm · Dallas, TX · $1.6B in regulatory assets
AtlasMembers
Scott’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Scott’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 5 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Laura LeventhalTreasurer, Momentum Independent Network Inc.
- Brian Lane WittnebenGeneral Counsel/secretary, Momentum Independent Network Inc.
- Laura Bonnell AlexanderBoard Director, Momentum Independent Network Inc.
- David King MedanichBoard Director, Momentum Independent Network Inc.
- Martin Bradley WingesCEO, Momentum Independent Network Inc.
2 more people named with Scott on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Scott’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.