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Corporate Secretary · W&s Brokerage Services, Inc.

Sarah Sparks Herron

CRD 6905684 · Named on Form ADV at 2 SEC-registered advisers

At a glance

W&s Brokerage Services, Inc., an SEC-registered broker-dealer firm based in Cincinnati, OH with $257 million in regulatory assets, lists Sarah Sparks Herron on its Form ADV as Corporate Secretary, a control person. The SEC filings also name Sarah at 1 other registered adviser.

Firms and roles

AtlasMembers

Sarah’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (28)

23 more people named with Sarah on the same filings, with titles and firms. Free in Atlas with a free account.

See all 28 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sarah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.