Director of Operations and Chief Compliance Officer · The Clifford Group LLC
Sarah E. Ludden
CRD 5128661 · Named on Form ADV at one SEC-registered adviser
At a glance
The Clifford Group LLC, an SEC-registered wealth manager based in Wayland, MA with $248 million in regulatory assets, lists Sarah E. Ludden on its Form ADV as Director of Operations and Chief Compliance Officer, a control person.
Firms and roles
- The Clifford Group LLCDirector of Operations and Chief Compliance OfficerWealth manager · Wayland, MA · $248M in regulatory assets
AtlasMembers
Sarah’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Gregory CliffordManaging Member / Founder / Chief Executive Officer, The Clifford Group LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sarah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.