Chief Financial Officer · Brookline Investments, Inc.
Sarah E. Cain
CRD 6492036 · Named on Form ADV at one SEC-registered adviser
At a glance
Brookline Investments, Inc., an SEC-registered private fund adviser based in Birmingham, AL with $281 million in regulatory assets, lists Sarah E. Cain on its Form ADV as Chief Financial Officer.
Firms and roles
- Brookline Investments, Inc.Chief Financial OfficerPrivate fund adviser · Birmingham, AL · $281M in regulatory assets
AtlasMembers
Sarah’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- James R. TwifordPresident, Director, Chief Compliance Officer, Brookline Investments, Inc.
- James E. LoftinManaging Director, Brookline Investments, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sarah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.