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General Counsel and Chief Compliance Officer · Kopernik Global Investors, LLC

Sarah L. Bertrand

CRD 2506227 · Named on Form ADV at one SEC-registered adviser

At a glance

Kopernik Global Investors, LLC, an SEC-registered asset manager based in Tampa, FL with $10.2 billion in regulatory assets, lists Sarah L. Bertrand on its Form ADV as General Counsel and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Sarah’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • David B. IbenManager, Co-Chief Investment Officer, Kopernik Global Investors, LLC
  • Isabel SatraChief Financial Officer, Kopernik Global Investors, LLC
  • Neda YarichPresident, Kopernik Global Investors, LLC
  • Alissa P CorcoranCo-Chief Investment Officer, Director of Research, Kopernik Global Investors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sarah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.