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Chief Compliance Officer & Secretary · Morningstar Investment Management LLC

Sara F. Kasun-Fretz

CRD 4904519 · Named on Form ADV at one SEC-registered adviser

At a glance

Morningstar Investment Management LLC, an SEC-registered asset manager based in Chicago, IL with $87.8 billion in regulatory assets, lists Sara F. Kasun-Fretz on its Form ADV as Chief Compliance Officer & Secretary, a control person.

Firms and roles

AtlasMembers

Sara’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Daniel E. NeedhamCo-President, Morningstar Wealth, Morningstar Investment Management LLC
  • Brock A. JohnsonCo-President, Morningstar Retirement, Morningstar Investment Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sara’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.