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Managing Member / Chief Investment Officer / Chief Compliance Officer · Swiss Finance Private Wealth Management LLC

Sanjay K. Gupta

CRD 7501021 · Named on Form ADV at one SEC-registered adviser

At a glance

Swiss Finance Private Wealth Management LLC, an SEC-registered asset manager based in Southbury, CT with $101 million in regulatory assets, lists Sanjay K. Gupta on its Form ADV as Managing Member / Chief Investment Officer / Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Sanjay’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sanjay’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.