Finop · Madison Avenue Securities, LLC
Sandra Ann Woods
CRD 6200533 · Named on Form ADV at one SEC-registered adviser
At a glance
Madison Avenue Securities, LLC, an SEC-registered broker-dealer firm based in SAN Diego, CA with $2.0 billion in regulatory assets, lists Sandra Ann Woods on its Form ADV as Finop, a control person.
Firms and roles
- Madison Avenue Securities, LLCFinopBroker-dealer firm · SAN Diego, CA · $2.0B in regulatory assets
AtlasMembers
Sandra’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Martin William McNeesPresident, Madison Avenue Securities, LLC
- David James CallananManager, Madison Avenue Securities, LLC
- Melissa Kay PiersonChief Compliance Officer, Madison Avenue Securities, LLC
- Vilayphone FixsenChief Operating Officer, Madison Avenue Securities, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sandra’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.