Chief Compliance Officer · Von Borstel & Associates
Sandra Aguirre Piza
CRD 4619906 · Named on Form ADV at one SEC-registered adviser
At a glance
Von Borstel & Associates, an SEC-registered wealth manager based in The Dalles, OR with $680 million in regulatory assets, lists Sandra Aguirre Piza on its Form ADV as Chief Compliance Officer.
Firms and roles
- Von Borstel & AssociatesChief Compliance OfficerWealth manager · The Dalles, OR · $680M in regulatory assets
AtlasMembers
Sandra’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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Colleagues named on the same filings
- Wayne Von BorstelOwner, Von Borstel & Associates
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sandra’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.