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Owner/chief Compliance Officer · Winch Financial

Samuel R. Winch

CRD 3126026 · Named on Form ADV at one SEC-registered adviser

At a glance

Winch Financial, an SEC-registered wealth manager based in Appleton, WI with $580 million in regulatory assets, lists Samuel R. Winch on its Form ADV as Owner/chief Compliance Officer, a control person.

Firms and roles

  • Winch FinancialOwner/chief Compliance OfficerWealth manager · Appleton, WI · $580M in regulatory assets

AtlasMembers

Samuel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Samuel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.