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Trustee · SIT Fixed Income Advisors II, LLC

Samuel L. Kaplan

CRD 8300790 · Named on Form ADV at 2 SEC-registered advisers

At a glance

SIT Fixed Income Advisors II, LLC, an SEC-registered asset manager based in Minneapolis, MN with $15.0 billion in regulatory assets, lists Samuel L. Kaplan on its Form ADV as Trustee, a control person. The SEC filings also name Samuel at 1 other registered adviser.

Firms and roles

AtlasMembers

Samuel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • Paul E. RasmussenVice President, Secretary, Chief Compliance Officer, SIT Fixed Income Advisors II, LLC
  • Roger J SitChairman and CEO, SIT Fixed Income Advisors II, LLC
  • Bryce A. DotySenior Vice President, Senior Portfolio Manager, SIT Fixed Income Advisors II, LLC
  • Paul J. JungquistSenior Vice President, Senior Portfolio Manager, SIT Fixed Income Advisors II, LLC
  • Mark H BookVice President and Portfolio Manager, SIT Fixed Income Advisors II, LLC

4 more people named with Samuel on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Samuel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.