Chief Compliance Officer & Managing Member · Wembley Strategic Advisory LLC
Sam Behboudi
CRD 5730380 · Named on Form ADV at one SEC-registered adviser
At a glance
Wembley Strategic Advisory LLC, an SEC-registered wealth manager based in New York, NY with $695 million in regulatory assets, lists Sam Behboudi on its Form ADV as Chief Compliance Officer & Managing Member, a control person.
Firms and roles
- Wembley Strategic Advisory LLCChief Compliance Officer & Managing MemberWealth manager · New York, NY · $695M in regulatory assets
AtlasMembers
Sam’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sam’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.