Secretary/treasurer/cco · Martin Nelson & Co., Inc.
Sabine Erika Regina Koenig
CRD 3257471 · Named on Form ADV at one SEC-registered adviser
At a glance
Martin Nelson & Co., Inc., an SEC-registered broker-dealer firm based in Seattle, WA with $287 million in regulatory assets, lists Sabine Erika Regina Koenig on its Form ADV as Secretary/treasurer/cco, a control person.
Firms and roles
- Martin Nelson & Co., Inc.Secretary/treasurer/ccoBroker-dealer firm · Seattle, WA · $287M in regulatory assets
AtlasMembers
Sabine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Martin Oliver Jr NelsonChairman of the Board, Martin Nelson & Co., Inc.
- Scott Thomas MacartneyVice President, Martin Nelson & Co., Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sabine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.