Owner · Third Sigma Investment Advisors LLC
Ryan L. Malloch
CRD 4017541 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Third Sigma Investment Advisors LLC, an SEC-registered asset manager based in Wilmington, DE with $99 million in regulatory assets, lists Ryan L. Malloch on its Form ADV as Owner, a control person. The SEC filings also name Ryan at 1 other registered adviser.
Firms and roles
- Third Sigma Investment Advisors LLCOwnerAsset manager · Wilmington, DE · $99M in regulatory assets
- M1 Capital Management LLCPartner and Chief Compliance OfficerWealth manager · Troy, MI · $450M in regulatory assets
AtlasMembers
Ryan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Ryan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- George E. ConesManaging Member / Chief Compliance Officer, Third Sigma Investment Advisors LLC
- Paul R. DunbarPartner, M1 Capital Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ryan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.