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Chief Compliance Officer · AWM Financial Services Inc.

Ruth G. Thortvedt

CRD 7038795 · Named on Form ADV at 2 SEC-registered advisers

At a glance

AWM Financial Services Inc., an SEC-registered wealth manager based in The Woodlands, TX with $321 million in regulatory assets, lists Ruth G. Thortvedt on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Ruth at 1 other registered adviser.

Firms and roles

AtlasMembers

Ruth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ruth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.