Chief Executive Officer · NBT Capital Management, Inc.
Ruth H. Mahoney
CRD 4512575 · Named on Form ADV at one SEC-registered adviser
At a glance
NBT Capital Management, Inc., an SEC-registered asset manager based in Norwich, NY with $1.6 billion in regulatory assets, lists Ruth H. Mahoney on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- NBT Capital Management, Inc.Chief Executive OfficerAsset manager · Norwich, NY · $1.6B in regulatory assets
AtlasMembers
Ruth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Douglas J. CogginsChief Compliance Officer, NBT Capital Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ruth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.