Chief Compliance Officer & Chief Operating Officer · Broadshore Capital Partners, LLC
Russell D. Munn
CRD 2823299 · Named on Form ADV at one SEC-registered adviser
At a glance
Broadshore Capital Partners, LLC, an SEC-registered asset manager based in LOS Angeles, CA with $982 million in regulatory assets, lists Russell D. Munn on its Form ADV as Chief Compliance Officer & Chief Operating Officer, a control person.
Firms and roles
- Broadshore Capital Partners, LLCChief Compliance Officer & Chief Operating OfficerAsset manager · LOS Angeles, CA · $982M in regulatory assets
AtlasMembers
Russell’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Bradford W. HoweCEO, Director, and Investment Committee Chair, Broadshore Capital Partners, LLC
- James R. PomeranzExecutive Vice President, Broadshore Capital Partners, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Russell’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.