Executive Vice President · Guild Investment Management, Inc.
Rudolph R. von Abele
CRD 7223404 · Named on Form ADV at one SEC-registered adviser
At a glance
Guild Investment Management, Inc., an SEC-registered wealth manager based in Westlake Village, CA with $185 million in regulatory assets, lists Rudolph R. von Abele on its Form ADV as Executive Vice President, a control person.
Firms and roles
- Guild Investment Management, Inc.Executive Vice PresidentWealth manager · Westlake Village, CA · $185M in regulatory assets
AtlasMembers
Rudolph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- jr. M. N. GuildFounder, Guild Investment Management, Inc.
- Anthony R. DanaherPresident, Chief Compliance Officer, Guild Investment Management, Inc.
- Bronwyn I. von AbeleVice President, Guild Investment Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rudolph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.