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Vice President · Sage Stone Wealth Management LLC

Roy M. Lopez

CRD 4156902 · Named on Form ADV at one SEC-registered adviser

At a glance

Sage Stone Wealth Management LLC, an SEC-registered wealth manager based in La Jolla, CA with $261 million in regulatory assets, lists Roy M. Lopez on its Form ADV as Vice President.

Firms and roles

AtlasMembers

Roy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Mary NaberManaging Member, President, and Chief Compliance Officer, Sage Stone Wealth Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.