Adviser and broker representative · Smart Investments Advisory Incorporated
Roy E. Bennett
CRD 2857389 · Redlands, CA
At a glance
Roy E. Bennett is an investment adviser representative with Smart Investments Advisory Incorporated in Redlands, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Roy’s SEC record dates to 1998, about 28 years ago. Roy is also registered as a broker representative.
Current advisory firm
- Smart Investments Advisory IncorporatedSince December 2006Redlands, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 1998 (28 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Roy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.