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Chief Compliance Officer · Smith Shellnut Wilson

Roseann Higgins

CRD 2300684 · Named on Form ADV at 13 SEC-registered advisers

At a glance

Smith Shellnut Wilson, an SEC-registered asset manager based in Ridgeland, MS with $6.9 billion in regulatory assets, lists Roseann Higgins on its Form ADV as Chief Compliance Officer. The SEC filings also name Roseann at 12 other registered advisers.

Firms and roles

  • Smith Shellnut WilsonChief Compliance OfficerAsset manager · Ridgeland, MS · $6.9B in regulatory assets
  • Mainstreet AdvisorsChief Compliance OfficerAsset manager · Chicago, IL · $5.9B in regulatory assets
  • Cfo4lifeChief Compliance OfficerWealth manager · Coppell, TX · $1.9B in regulatory assets
  • MAG CapChief Compliance OfficerWealth manager · Ridgeland, MS · $1.7B in regulatory assets
  • Brand Asset Management Group, Inc.Chief Compliance OfficerWealth manager · Chesterfield, MO · $1.2B in regulatory assets
  • Parr McKnight Wealth Management GroupChief Compliance OfficerWealth manager · Minneapolis, MN · $1.1B in regulatory assets
  • Stonebrook Private LLCChief Compliance OfficerWealth manager · Northville, MI · $937M in regulatory assets
  • ICR PartnersChief Compliance OfficerAsset manager · Nashvillle, TN · $799M in regulatory assets
  • Prasad Wealth PartnersChief Compliance OfficerWealth manager · Independence, OH · $572M in regulatory assets
  • Alteri WealthChief Compliance OfficerWealth manager · Westlake Village, CA · $566M in regulatory assets
  • Adapt Wealth Advisors, LLCChief Compliance OfficerWealth manager · Atlanta, GA · $469M in regulatory assets
  • Oxford Wealth Group, LLCChief Compliance OfficerWealth manager · Orlando, FL · $328M in regulatory assets
  • Trunorth AdvisorsChief Compliance OfficerWealth manager · Greenville, SC · $301M in regulatory assets

AtlasMembers

Roseann’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
13 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (39)

34 more people named with Roseann on the same filings, with titles and firms. Free in Atlas with a free account.

See all 39 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roseann’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.