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Chief Compliance Officer · MFS Investment Management

Rosa E. Licea-Mailloux

CRD 4817251 · Named on Form ADV at 2 SEC-registered advisers

At a glance

MFS Investment Management, an SEC-registered asset manager based in Boston, MA with $514.1 billion in regulatory assets, lists Rosa E. Licea-Mailloux on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Rosa at 1 other registered adviser.

Firms and roles

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Rosa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

8 more people named with Rosa on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rosa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.