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Director of Operations and Chief Compliance Officer / Member · Drum Hill Capital, LLC

Ronald S. Welz

CRD 3069432 · Named on Form ADV at one SEC-registered adviser

At a glance

Drum Hill Capital, LLC, an SEC-registered wealth manager based in Westport, CT with $194 million in regulatory assets, lists Ronald S. Welz on its Form ADV as Director of Operations and Chief Compliance Officer / Member, a control person.

Firms and roles

  • Drum Hill Capital, LLCDirector of Operations and Chief Compliance Officer / MemberWealth manager · Westport, CT · $194M in regulatory assets

AtlasMembers

Ronald’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • David C. NightingaleChief Investment Officer and Senior Advisor / Member, Drum Hill Capital, LLC
  • Zachary R. OlsonManaging Partner and Director of Investment Research / Member, Drum Hill Capital, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ronald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.