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Managing Principal; Member; Chief Compliance Officer · Almitas Capital LLC

Ronald D. Mass

CRD 1786626 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Almitas Capital LLC, an SEC-registered private fund adviser based in Santa Monica, CA with $1.1 billion in regulatory assets, lists Ronald D. Mass on its Form ADV as Managing Principal; Member; Chief Compliance Officer, a control person. The SEC filings also name Ronald at 1 other registered adviser.

Firms and roles

  • Almitas Capital LLCManaging Principal; Member; Chief Compliance OfficerPrivate fund adviser · Santa Monica, CA · $1.1B in regulatory assets
  • Amip ManagementManagerPrivate fund adviser · Seal Beach, CA · $1.5B in regulatory assets

AtlasMembers

Ronald’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Yulia N. PerruzziChief Operating Officer and Chief Financial Officer, Almitas Capital LLC
  • Steven E. HivelyChief Financial Officer, Amip Management
  • Michael DaurioChief Investment Officer, Secretary, Managing Partner, Amip Management
  • Crager J. BoardmanChief Operating Officer, Chief Compliance Officer, Managing Partner, Amip Management

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ronald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.