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Chief Compliance Officer · Capital Investment Advisory Services, LLC

Ronald L. King

CRD 2530489 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Capital Investment Advisory Services, LLC, an SEC-registered wealth manager based in Raleigh, NC with $2.4 billion in regulatory assets, lists Ronald L. King on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Ronald at 1 other registered adviser.

Firms and roles

AtlasMembers

Ronald’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ronald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.