Principal & Chief Compliance Officer · Simplyria Advisor Network
Ronald J. Briggs
CRD 1622903 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Simplyria Advisor Network, an SEC-registered wealth manager based in Brighton, MI with $215 million in regulatory assets, lists Ronald J. Briggs on its Form ADV as Principal & Chief Compliance Officer, a control person. The SEC filings also name Ronald at 1 other registered adviser.
Firms and roles
- Simplyria Advisor NetworkPrincipal & Chief Compliance OfficerWealth manager · Brighton, MI · $215M in regulatory assets
- A Smarter Way TO InvestFounder & Chief Investment Officer & CCOAsset manager · Brighton, MI · $150M in regulatory assets
AtlasMembers
Ronald’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Ronald’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Maxwell E CarlsonVice President, Simplyria Advisor Network
- Nathan D. MeyerDirector of Compliance & Operations, Simplyria Advisor Network
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ronald’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.