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Chief Compliance Officer & Chief Operations Officer/managing Partner · Beta Wealth Group, Inc

Romy M. Brown

CRD 2534514 · Named on Form ADV at one SEC-registered adviser

At a glance

Beta Wealth Group, Inc, an SEC-registered wealth manager based in SAN Diego, CA with $460 million in regulatory assets, lists Romy M. Brown on its Form ADV as Chief Compliance Officer & Chief Operations Officer/managing Partner, a control person.

Firms and roles

  • Beta Wealth Group, IncChief Compliance Officer & Chief Operations Officer/managing PartnerWealth manager · SAN Diego, CA · $460M in regulatory assets

AtlasMembers

Romy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Romy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.