Principal, LLC Member · Conway Investment Solutions
Roger L. Brown
CRD 6583167 · Named on Form ADV at one SEC-registered adviser
At a glance
Conway Investment Solutions, an SEC-registered private fund adviser based in Saint Louis, MO with $1.7 billion in regulatory assets, lists Roger L. Brown on its Form ADV as Principal, LLC Member, a control person.
Firms and roles
- Conway Investment SolutionsPrincipal, LLC MemberPrivate fund adviser · Saint Louis, MO · $1.7B in regulatory assets
AtlasMembers
Roger’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard D. BaurPrincipal, Conway Investment Solutions
- Thomas S. MargulisPrincipal, Conway Investment Solutions
- Jeremy E. BellPrincipal, Conway Investment Solutions
- Warren C. HolmesPrincipal, Chief Compliance Officer, Conway Investment Solutions
- Michael G. MileusnicPrincipal, Conway Investment Solutions
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roger’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.