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Compliance Principal · Supreme Alliance LLC

Roger Brent Husbands

CRD 845110 · Named on Form ADV at one SEC-registered adviser

At a glance

Supreme Alliance LLC, an SEC-registered broker-dealer firm with $35 million in regulatory assets, lists Roger Brent Husbands on its Form ADV as Compliance Principal.

Firms and roles

  • Supreme Alliance LLCCompliance PrincipalBroker-dealer firm · United States · $35M in regulatory assets

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Roger’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roger’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.