Vice President / Chief Compliance Officer · HMV Wealth Advisors, LLC
Roderick S. Williams
CRD 5706445 · Named on Form ADV at one SEC-registered adviser
At a glance
HMV Wealth Advisors, LLC, an SEC-registered wealth manager based in Shreveport, LA with $567 million in regulatory assets, lists Roderick S. Williams on its Form ADV as Vice President / Chief Compliance Officer, a control person.
Firms and roles
- HMV Wealth Advisors, LLCVice President / Chief Compliance OfficerWealth manager · Shreveport, LA · $567M in regulatory assets
AtlasMembers
Roderick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert L. DeanPresident, HMV Wealth Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roderick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.