Partner · Aletheia Analyst Network Limited
Roderick M. Waters
CRD 6401790 · Named on Form ADV at one SEC-registered adviser
At a glance
Aletheia Analyst Network Limited, an SEC-registered asset manager based in Central, Hong Kong with $0 in regulatory assets, lists Roderick M. Waters on its Form ADV as Partner, a control person.
Firms and roles
- Aletheia Analyst Network LimitedPartnerAsset manager · Central, Hong Kong · $0M in regulatory assets
AtlasMembers
Roderick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Richard A. WallaceVice Chairman, Aletheia Analyst Network Limited
- Ting Sze TsoiHead of Compliance, Aletheia Analyst Network Limited
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Roderick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.