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President/chief Compliance Officer/secretary · Financial Mountain Inc

Robert D. Zimberg

CRD 4349021 · Named on Form ADV at one SEC-registered adviser

At a glance

Financial Mountain Inc, an SEC-registered wealth manager based in Boulder, CO with $111 million in regulatory assets, lists Robert D. Zimberg on its Form ADV as President/chief Compliance Officer/secretary, a control person.

Firms and roles

  • Financial Mountain IncPresident/chief Compliance Officer/secretaryWealth manager · Boulder, CO · $111M in regulatory assets

AtlasMembers

Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.