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Class A Shareholder · Icapital Registered Fund Adviser LLC

Robert F. Smith

CRD 2529114 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Icapital Registered Fund Adviser LLC, an SEC-registered asset manager based in New York, NY with $1.2 billion in regulatory assets, lists Robert F. Smith on its Form ADV as Class A Shareholder, a control person. The SEC filings also name Robert at 3 other registered advisers.

Firms and roles

AtlasMembers

Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
4 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (23)

  • Christopher W. ThomeChief Compliance Officer, Icapital Registered Fund Adviser LLC
  • Stephen C. JacobsGeneral Counsel, Icapital Registered Fund Adviser LLC
  • Nicholas O. VeronisChief Executive Officer & Chief Investment Officer, Icapital Registered Fund Adviser LLC
  • Brett E. ScholnickChief Financial Officer, Icapital Registered Fund Adviser LLC
  • Christina S. LemaSenior Managing Director, Chief Legal Officer, Co-Head of Legal & Compliance, Vista Equity Partners Management, LLC

18 more people named with Robert on the same filings, with titles and firms. Free in Atlas with a free account.

See all 23 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.