Managing Member/chief Compliance Officer · The Capital Group Fiduciary Advisors, LLC
Robert J. Radoccia
CRD 2591278 · Named on Form ADV at one SEC-registered adviser
At a glance
The Capital Group Fiduciary Advisors, LLC, an SEC-registered wealth manager with $191 million in regulatory assets, lists Robert J. Radoccia on its Form ADV as Managing Member/chief Compliance Officer, a control person.
Firms and roles
- The Capital Group Fiduciary Advisors, LLCManaging Member/chief Compliance OfficerWealth manager · United States · $191M in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.