Managing Director / Chief Compliance Officer · Frost Investment Advisors, LLC
Robert D. Pfeifer
CRD 3124248 · Named on Form ADV at one SEC-registered adviser
At a glance
Frost Investment Advisors, LLC, an SEC-registered asset manager based in SAN Antonio, TX with $5.4 billion in regulatory assets, lists Robert D. Pfeifer on its Form ADV as Managing Director / Chief Compliance Officer, a control person.
Firms and roles
- Frost Investment Advisors, LLCManaging Director / Chief Compliance OfficerAsset manager · SAN Antonio, TX · $5.4B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (10)
- Timothy P. AltreeManager / Managing Director /product Development and Asset Allocation, Frost Investment Advisors, LLC
- Jeffery A ElswickManaging Director / Director of Fixed Income / Senior Fund Manager / Co-Cio, Frost Investment Advisors, LLC
- Michael D. BensonManager, Frost Investment Advisors, LLC
- Alan R. AdelmanSenior Research Analyst / Senior Fund Manager, Frost Investment Advisors, LLC
- Carol J. SeverynManager, Frost Investment Advisors, LLC
5 more people named with Robert on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.