Chief Operations Officer · United Asset Strategies Inc.
Robert J. Murphy
CRD 2280324 · Named on Form ADV at one SEC-registered adviser
At a glance
United Asset Strategies Inc., an SEC-registered wealth manager based in Garden City, NY with $2.2 billion in regulatory assets, lists Robert J. Murphy on its Form ADV as Chief Operations Officer, a control person.
Firms and roles
- United Asset Strategies Inc.Chief Operations OfficerWealth manager · Garden City, NY · $2.2B in regulatory assets
AtlasMembers
Robert’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Robert’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kathryn P. BellerChief Compliance Officer, United Asset Strategies Inc.
- Michael V. RiccardiPresident and Shareholder, United Asset Strategies Inc.
- Matthew R. DelorenzoChief Executive Officer, Chief Investment Officer, and Shareholder, United Asset Strategies Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.