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Chief Compliance Officer · United Asset Strategies Inc.

Kathryn P. Beller

CRD 5072413 · Named on Form ADV at 2 SEC-registered advisers

At a glance

United Asset Strategies Inc., an SEC-registered wealth manager based in Garden City, NY with $2.2 billion in regulatory assets, lists Kathryn P. Beller on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Kathryn at 1 other registered adviser.

Firms and roles

AtlasMembers

Kathryn’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

6 more people named with Kathryn on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathryn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.