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Chairman, President, Chief Compliance Officer · Jocelyn Investment Management, LLC

Robert A. Jocelyn

CRD 5407930 · Named on Form ADV at one SEC-registered adviser

At a glance

Jocelyn Investment Management, LLC, an SEC-registered asset manager based in San Rafael, CA with $1.0 billion in regulatory assets, lists Robert A. Jocelyn on its Form ADV as Chairman, President, Chief Compliance Officer, a control person.

Firms and roles

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Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Nicholas A. JocelynVice Chairman, Vice President, Secretary, Jocelyn Investment Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.